Alternative trading organizations

Results: 89



#Item
71Investment / Securities Exchange Act / U.S. Securities and Exchange Commission / Alternative Trading Systems / Short / Algorithmic trading / New York Stock Exchange / Security / London Stock Exchange / Financial markets / Financial economics / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSE[removed]May 8, 2014 Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Ch

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Language: English - Date: 2014-05-09 06:57:56
72Finance / Securities Exchange Act / New York Stock Exchange / Algorithmic trading / Alternative Trading Systems / Chicago Stock Exchange / Financial markets / Financial economics / Investment

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-EDGA[removed]December 12, 2013 Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Chan

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Language: English - Date: 2013-12-13 09:20:51
73Finance / New York Stock Exchange / Securities Exchange Act / Algorithmic trading / Alternative Trading Systems / U.S. Securities and Exchange Commission / Bond / Financial markets / Financial economics / Economics

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSE[removed]July 1, 2014 Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule C

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Language: English - Date: 2014-07-02 08:51:14
74Finance / Financial Industry Regulatory Authority / Securities Exchange Act / Trade Reporting And Compliance Engine / Alternative display facility / U.S. Securities and Exchange Commission / Alternative Trading Systems / Financial adviser / Securities regulation in the United States / United States securities law / Financial economics / Business

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]May 29, 2014 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change to E

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Language: English - Date: 2014-05-30 07:56:25
7573rd United States Congress / Securities Exchange Act / Regulation NMS / Alternative Trading Systems / Securities and Exchange Commission / Financial regulation / Financial economics / United States Securities and Exchange Commission / United States securities law / Government

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-C2[removed]January 9, 2014 Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Propo

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Language: English - Date: 2014-01-13 07:39:07
76Investment / Finance / United States securities law / Mathematical finance / Securities Exchange Act / United States Securities and Exchange Commission / New York Stock Exchange / Alternative Trading Systems / Algorithmic trading / Financial markets / Financial economics / Stock market

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-EDGX[removed]December 12, 2013 Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Chan

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Language: English - Date: 2013-12-13 09:21:32
77Investment / Dark liquidity / Alternative Trading Systems / Order / Algorithmic trading / Market maker / Securities Exchange Act / New York Stock Exchange / Market liquidity / Financial markets / Financial economics / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEMKT[removed]November 21, 2013 Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change to Establish an Institutional

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Language: English - Date: 2013-11-22 09:54:57
78Investment / Finance / Financial markets / Alternative Trading Systems / Financial Industry Regulatory Authority / Securities Exchange Act / U.S. Securities and Exchange Commission / Trade Reporting And Compliance Engine / Alternative display facility / United States securities law / Financial economics / Stock market

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]April 9, 2014 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change

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Language: English - Date: 2014-04-10 08:56:45
79Financial markets / Securities Exchange Act / Securities regulation in the United States / Alternative Trading Systems / U.S. Securities and Exchange Commission / Financial economics / Financial regulation / Financial system / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NSX[removed]May 6, 2014 Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule C

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Language: English - Date: 2014-05-07 11:11:11
80Finance / Stock market / Mathematical finance / Market maker / Order / Algorithmic trading / Securities Exchange Act / Market liquidity / Alternative Trading Systems / Financial markets / Financial economics / Investment

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BX[removed]December 12, 2013 Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Chang

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Language: English - Date: 2013-12-13 09:23:12
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